ccb4bdaabf
HIGH PRIORITY: Fixes production 404 error on research inquiry form Research Inquiry API: - Add POST /api/research-inquiry endpoint for form submissions - Add admin endpoints for inquiry management (list, get, assign, respond, delete) - Create ResearchInquiry model with MongoDB integration - Add to moderation queue for human review (strategic quadrant) - Include rate limiting (5 req/min) and CSRF protection - Tested locally: endpoint responding, data saving to DB Umami Analytics (Privacy-First): - Add Docker Compose config for Umami + PostgreSQL - Create nginx reverse proxy config with SSL support - Implement privacy-first tracking script (DNT, opt-out, no cookies) - Integrate tracking across 26 public HTML pages - Exclude admin pages from tracking (privacy boundary) - Add comprehensive deployment guide (UMAMI_SETUP_GUIDE.md) - Environment variables added to .env.example Files Created (9): - src/models/ResearchInquiry.model.js - src/controllers/research.controller.js - src/routes/research.routes.js - public/js/components/umami-tracker.js - deployment-quickstart/nginx-analytics.conf - deployment-quickstart/UMAMI_SETUP_GUIDE.md - scripts/add-umami-tracking.sh - scripts/add-tracking-python.py - SESSION_SUMMARY_ANALYTICS_RESEARCH_INQUIRY.md Files Modified (29): - src/routes/index.js (research routes) - deployment-quickstart/docker-compose.yml (umami services) - deployment-quickstart/.env.example (umami config) - 26 public HTML pages (tracking script) Values Alignment: ✅ Privacy-First Design (cookie-free, DNT honored, opt-out available) ✅ Human Agency (research inquiries require human review) ✅ Data Sovereignty (self-hosted analytics, no third-party sharing) ✅ GDPR Compliance (no personal data in analytics) ✅ Transparency (open-source tools, documented setup) Testing Status: ✅ Research inquiry: Locally tested, data verified in MongoDB ⏳ Umami analytics: Pending production deployment Next Steps: 1. Deploy to production (./scripts/deploy.sh) 2. Test research form on live site 3. Deploy Umami following UMAMI_SETUP_GUIDE.md 4. Update umami-tracker.js with website ID after setup 🤖 Generated with [Claude Code](https://claude.com/claude-code) Co-Authored-By: Claude <noreply@anthropic.com>
383 lines
25 KiB
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383 lines
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<title>Values & Principles | Tractatus AI Safety Framework</title>
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<meta name="description" content="Our core values: sovereignty, transparency, harmlessness, and community. Including our commitment to Te Tiriti o Waitangi and indigenous data sovereignty.">
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<h1 class="text-5xl font-bold text-gray-900 mb-6" data-i18n="header.title">
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Values & Principles
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<p class="text-xl text-gray-600 max-w-3xl mx-auto" data-i18n="header.subtitle">
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The foundational values that guide the Tractatus Framework's development, governance, and community.
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<!-- Table of Contents -->
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<h2 class="text-lg font-bold text-gray-900 mb-4" data-i18n="toc.heading">Contents</h2>
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<nav class="space-y-2">
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<a href="#core-values" class="block text-blue-600 hover:text-blue-700" data-i18n="toc.core_values">Core Values</a>
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<a href="#sovereignty" class="block text-blue-600 hover:text-blue-700 pl-4" data-i18n="toc.sovereignty">• Sovereignty</a>
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<a href="#transparency" class="block text-blue-600 hover:text-blue-700 pl-4" data-i18n="toc.transparency">• Transparency</a>
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<a href="#harmlessness" class="block text-blue-600 hover:text-blue-700 pl-4" data-i18n="toc.harmlessness">• Harmlessness</a>
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<a href="#community" class="block text-blue-600 hover:text-blue-700 pl-4" data-i18n="toc.community">• Community</a>
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<a href="#te-tiriti" class="block text-blue-600 hover:text-blue-700">Te Tiriti o Waitangi & Digital Sovereignty</a>
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<a href="#indigenous-data-sovereignty" class="block text-blue-600 hover:text-blue-700">Indigenous Data Sovereignty</a>
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<a href="#governance" class="block text-blue-600 hover:text-blue-700">Governance & Accountability</a>
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<!-- Main Content -->
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<div class="max-w-4xl mx-auto px-4 sm:px-6 lg:px-8 py-8">
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<!-- Core Values -->
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<section id="core-values" class="mb-16">
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<h2 class="text-3xl font-bold text-gray-900 mb-6" data-i18n="core_values.heading">Core Values</h2>
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<div class="prose prose-lg text-gray-600 mb-8">
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<p data-i18n="core_values.intro">
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These four values form the foundation of the Tractatus Framework. They are not aspirational—they are architectural. The framework is designed to enforce these values through structure, not training.
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</p>
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</div>
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<!-- Sovereignty -->
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<div id="sovereignty" class="mb-12 bg-white rounded-lg shadow-md p-8 border-l-4 border-green-600">
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<h3 class="text-2xl font-bold text-gray-900 mb-4" data-i18n="sovereignty.title">1. Sovereignty</h3>
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<p class="text-gray-600 mb-4">
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<strong data-i18n="sovereignty.principle">Principle:</strong> <span data-i18n="sovereignty.principle_text">Individuals and communities must maintain control over decisions affecting their data, privacy, values, and agency. AI systems must preserve human sovereignty, not erode it.</span>
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</p>
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<h4 class="text-lg font-semibold text-gray-900 mb-2" data-i18n="sovereignty.practice_heading">What This Means in Practice:</h4>
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<ul class="list-disc list-inside text-gray-600 space-y-2 mb-4">
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<li>AI cannot make values trade-offs (e.g., privacy vs. convenience) without human approval</li>
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<li>Users can always override AI decisions</li>
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<li>No "dark patterns" or manipulative design that undermines agency</li>
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<li>Communities control their own data and AI systems</li>
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<li>No paternalistic "AI knows best" approaches</li>
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</ul>
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<h4 class="text-lg font-semibold text-gray-900 mb-2" data-i18n="sovereignty.framework_heading">Framework Implementation:</h4>
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<ul class="list-disc list-inside text-gray-600 space-y-2">
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<li><strong>BoundaryEnforcer</strong> blocks values decisions requiring human judgment</li>
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<li><strong>InstructionPersistenceClassifier</strong> respects STRATEGIC and HIGH persistence instructions</li>
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<li>All decisions are reversible and auditable</li>
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</ul>
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</div>
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<!-- Transparency -->
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<div id="transparency" class="mb-12 bg-white rounded-lg shadow-md p-8 border-l-4 border-blue-600">
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<h3 class="text-2xl font-bold text-gray-900 mb-4" data-i18n="transparency.title">2. Transparency</h3>
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<p class="text-gray-600 mb-4">
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<strong data-i18n="transparency.principle">Principle:</strong> <span data-i18n="transparency.principle_text">All AI decisions must be explainable, auditable, and reversible. No black boxes. Users deserve to understand how and why systems make choices.</span>
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</p>
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<h4 class="text-lg font-semibold text-gray-900 mb-2" data-i18n="transparency.practice_heading">What This Means in Practice:</h4>
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<ul class="list-disc list-inside text-gray-600 space-y-2 mb-4">
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<li>Every AI decision includes reasoning and evidence</li>
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<li>Users can inspect instruction history and classification</li>
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<li>All boundary checks and validations are logged</li>
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<li>No hidden optimization goals or secret constraints</li>
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<li>Source code is open and auditable</li>
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</ul>
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<h4 class="text-lg font-semibold text-gray-900 mb-2" data-i18n="transparency.framework_heading">Framework Implementation:</h4>
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<ul class="list-disc list-inside text-gray-600 space-y-2">
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<li><strong>CrossReferenceValidator</strong> shows which instruction conflicts with proposed action</li>
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<li><strong>MetacognitiveVerifier</strong> provides reasoning analysis and confidence scores</li>
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<li>All framework decisions include explanatory output</li>
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</ul>
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</div>
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<!-- Harmlessness -->
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<div id="harmlessness" class="mb-12 bg-white rounded-lg shadow-md p-8 border-l-4 border-purple-600">
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<h3 class="text-2xl font-bold text-gray-900 mb-4" data-i18n="harmlessness.title">3. Harmlessness</h3>
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<p class="text-gray-600 mb-4">
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<strong data-i18n="harmlessness.principle">Principle:</strong> <span data-i18n="harmlessness.principle_text">AI systems must not cause harm through action or inaction. This includes preventing drift, detecting degradation, and enforcing boundaries against values erosion.</span>
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</p>
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<h4 class="text-lg font-semibold text-gray-900 mb-2" data-i18n="harmlessness.practice_heading">What This Means in Practice:</h4>
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<ul class="list-disc list-inside text-gray-600 space-y-2 mb-4">
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<li>Prevent parameter contradictions (e.g., 27027 incident)</li>
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<li>Detect and halt values drift before deployment</li>
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<li>Monitor context pressure to catch silent degradation</li>
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<li>No irreversible actions without explicit human approval</li>
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<li>Fail safely: when uncertain, ask rather than assume</li>
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</ul>
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<h4 class="text-lg font-semibold text-gray-900 mb-2" data-i18n="harmlessness.framework_heading">Framework Implementation:</h4>
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<ul class="list-disc list-inside text-gray-600 space-y-2">
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<li><strong>ContextPressureMonitor</strong> detects when error probability increases</li>
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<li><strong>BoundaryEnforcer</strong> prevents values drift</li>
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<li><strong>CrossReferenceValidator</strong> catches contradictions before execution</li>
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</ul>
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</div>
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<!-- Community -->
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<div id="community" class="mb-12 bg-white rounded-lg shadow-md p-8 border-l-4 border-orange-600">
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<h3 class="text-2xl font-bold text-gray-900 mb-4" data-i18n="community.title">4. Community</h3>
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<p class="text-gray-600 mb-4">
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<strong>Principle:</strong> AI safety is a collective endeavor, not a corporate product. Communities must have tools, knowledge, and agency to shape AI systems affecting their lives.
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</p>
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<h4 class="text-lg font-semibold text-gray-900 mb-2" data-i18n="community.practice_heading">What This Means in Practice:</h4>
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<ul class="list-disc list-inside text-gray-600 space-y-2 mb-4">
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<li>Open source framework under permissive Apache License 2.0 (with patent protection)</li>
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<li>Accessible documentation and educational resources</li>
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<li>Support for academic research and validation studies</li>
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<li>Community contributions to case studies and improvements</li>
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<li>No paywalls, no vendor lock-in, no proprietary control</li>
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</ul>
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<h4 class="text-lg font-semibold text-gray-900 mb-2" data-i18n="community.framework_heading">Framework Implementation:</h4>
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<ul class="list-disc list-inside text-gray-600 space-y-2">
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<li>All code publicly available on GitHub</li>
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<li>Interactive demos for education and advocacy</li>
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<li>Three audience paths: researchers, implementers, advocates</li>
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</ul>
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</div>
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</section>
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<!-- Te Tiriti o Waitangi -->
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<section id="te-tiriti" class="mb-16">
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<h2 class="text-3xl font-bold text-gray-900 mb-6" data-i18n="te_tiriti_section.title">Te Tiriti o Waitangi & Digital Sovereignty</h2>
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<div class="bg-blue-50 border-l-4 border-blue-600 p-6 rounded-r-lg mb-8">
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<p class="text-blue-900 mb-4">
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<strong data-i18n="te_tiriti_section.context_label">Context:</strong> <span data-i18n="te_tiriti_section.context_text">The Tractatus Framework is developed in Aotearoa New Zealand. We acknowledge Te Tiriti o Waitangi (the Treaty of Waitangi, 1840) as the founding document of this nation, and recognize the ongoing significance of tino rangatiratanga (self-determination) and kaitiakitanga (guardianship) in the digital realm.</span>
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</p>
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<p class="text-blue-900">
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<span data-i18n="te_tiriti_section.context_para2">This acknowledgment is not performative. Digital sovereignty—the principle that communities control their own data and technology—has deep roots in indigenous frameworks that predate Western tech by centuries.</span>
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</p>
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</div>
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<h3 class="text-xl font-bold text-gray-900 mb-4" data-i18n="te_tiriti_section.why_matters_heading">Why This Matters for AI Safety</h3>
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<div class="prose prose-lg text-gray-600 mb-6">
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<p>
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<span data-i18n="te_tiriti_section.why_matters_text">Te Tiriti o Waitangi establishes principles of partnership, protection, and participation. These principles directly inform the Tractatus Framework\'s approach to digital sovereignty:</span>
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</p>
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<ul class="list-disc list-inside space-y-2">
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<li><strong data-i18n="te_tiriti_section.rangatiratanga_label">Rangatiratanga (sovereignty):</strong> <span data-i18n="te_tiriti_section.rangatiratanga_text">Communities must control decisions affecting their data and values</span></li>
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<li><strong data-i18n="te_tiriti_section.kaitiakitanga_label">Kaitiakitanga (guardianship):</strong> <span data-i18n="te_tiriti_section.kaitiakitanga_text">AI systems must be stewards, not exploiters, of data and knowledge</span></li>
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<li><strong data-i18n="te_tiriti_section.mana_label">Mana (authority & dignity):</strong> <span data-i18n="te_tiriti_section.mana_text">Technology must respect human dignity and cultural context</span></li>
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<li><strong data-i18n="te_tiriti_section.whanaungatanga_label">Whanaungatanga (relationships):</strong> <span data-i18n="te_tiriti_section.whanaungatanga_text">AI safety is collective, not individual—relationships matter</span></li>
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</ul>
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</div>
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<h3 class="text-xl font-bold text-gray-900 mb-4" data-i18n="te_tiriti_section.approach_heading">Our Approach</h3>
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<div class="prose prose-lg text-gray-600 mb-6">
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<p>
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<span data-i18n="te_tiriti_section.approach_intro">We do not claim to speak for Māori or indigenous communities. Instead, we:</span>
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</p>
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<ul class="list-disc list-inside space-y-2">
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<li><strong data-i18n="te_tiriti_section.approach_frameworks_label">Follow established frameworks:</strong> <span data-i18n="te_tiriti_section.approach_frameworks_text">We align with <em>Te Mana Raraunga</em> (Māori Data Sovereignty Network) and CARE Principles for Indigenous Data Governance</span></li>
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<li><strong data-i18n="te_tiriti_section.approach_respect_label">Respect without tokenism:</strong> <span data-i18n="te_tiriti_section.approach_respect_text">Te Tiriti forms part of our strategic foundation, not a superficial overlay</span></li>
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<li><strong data-i18n="te_tiriti_section.approach_engagement_label">Avoid premature engagement:</strong> <span data-i18n="te_tiriti_section.approach_engagement_text">We will not approach Māori organizations for endorsement until we have demonstrated value and impact</span></li>
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<li><strong data-i18n="te_tiriti_section.approach_learn_label">Document and learn:</strong> <span data-i18n="te_tiriti_section.approach_learn_text">We study indigenous data sovereignty principles and incorporate them architecturally</span></li>
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</ul>
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</div>
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<div class="bg-gray-100 rounded-lg p-6">
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<h4 class="text-lg font-semibold text-gray-900 mb-3" data-i18n="te_tiriti_section.principles_heading">Te Tiriti Principles in Practice</h4>
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<div class="space-y-4 text-sm text-gray-700">
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<div class="flex items-start">
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<div class="w-8 h-8 bg-green-100 rounded-full flex items-center justify-center mr-3 flex-shrink-0 mt-1">
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<span class="text-green-700 font-bold">✓</span>
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</div>
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<div>
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<strong data-i18n="te_tiriti_section.partnership_label">Partnership:</strong> <span data-i18n="te_tiriti_section.partnership_text">AI systems should be developed in partnership with affected communities, not imposed upon them.</span>
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</div>
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</div>
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<div class="flex items-start">
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<div class="w-8 h-8 bg-green-100 rounded-full flex items-center justify-center mr-3 flex-shrink-0 mt-1">
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<span class="text-green-700 font-bold">✓</span>
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</div>
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<div>
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<strong data-i18n="te_tiriti_section.protection_label">Protection:</strong> <span data-i18n="te_tiriti_section.protection_text">The framework protects against values erosion, ensuring cultural contexts are not overridden by AI assumptions.</span>
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</div>
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</div>
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<div class="flex items-start">
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<div class="w-8 h-8 bg-green-100 rounded-full flex items-center justify-center mr-3 flex-shrink-0 mt-1">
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<span class="text-green-700 font-bold">✓</span>
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</div>
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<div>
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<strong data-i18n="te_tiriti_section.participation_label">Participation:</strong> <span data-i18n="te_tiriti_section.participation_text">Communities maintain agency over AI decisions affecting their data and values.</span>
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</div>
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</div>
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</div>
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</div>
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</section>
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<!-- Indigenous Data Sovereignty -->
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<section id="indigenous-data-sovereignty" class="mb-16">
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<h2 class="text-3xl font-bold text-gray-900 mb-6" data-i18n="indigenous_data.title">Indigenous Data Sovereignty</h2>
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<div class="prose prose-lg text-gray-600 mb-6">
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<p>
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<span data-i18n="indigenous_data.intro">Indigenous data sovereignty is the principle that indigenous peoples have the right to control the collection, ownership, and application of their own data. This goes beyond privacy—it\'s about self-determination in the digital age.</span>
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</p>
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</div>
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<h3 class="text-xl font-bold text-gray-900 mb-4" data-i18n="indigenous_data.care_heading">CARE Principles for Indigenous Data Governance</h3>
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<p class="text-gray-600 mb-4">
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<span data-i18n="indigenous_data.care_intro">The Tractatus Framework aligns with the <a href="https://www.gida-global.org/care" class="text-blue-600 hover:text-blue-700 underline" target="_blank" rel="noopener">CARE Principles</a>, developed by indigenous data governance experts:</span>
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</p>
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<div class="grid grid-cols-1 md:grid-cols-2 gap-6 mb-8">
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<div class="bg-white rounded-lg shadow-sm p-6 border-l-4 border-teal-500">
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<h4 class="text-lg font-bold text-gray-900 mb-2" data-i18n="indigenous_data.collective_benefit_label">Collective Benefit</h4>
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<p class="text-sm text-gray-600">
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<span data-i18n="indigenous_data.collective_benefit_text">Data ecosystems shall be designed and function in ways that enable Indigenous Peoples to derive benefit from the data.</span>
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</p>
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</div>
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<div class="bg-white rounded-lg shadow-sm p-6 border-l-4 border-blue-500">
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<h4 class="text-lg font-bold text-gray-900 mb-2" data-i18n="indigenous_data.authority_label">Authority to Control</h4>
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<p class="text-sm text-gray-600">
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<span data-i18n="indigenous_data.authority_text">Indigenous Peoples\' rights and interests in Indigenous data must be recognized and their authority to control such data be empowered.</span>
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</p>
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</div>
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<div class="bg-white rounded-lg shadow-sm p-6 border-l-4 border-purple-500">
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<h4 class="text-lg font-bold text-gray-900 mb-2" data-i18n="indigenous_data.responsibility_label">Responsibility</h4>
|
||
<p class="text-sm text-gray-600">
|
||
<span data-i18n="indigenous_data.responsibility_text">Those working with Indigenous data have a responsibility to share how data are used to support Indigenous Peoples\' self-determination and collective benefit.</span>
|
||
</p>
|
||
</div>
|
||
|
||
<div class="bg-white rounded-lg shadow-sm p-6 border-l-4 border-green-500">
|
||
<h4 class="text-lg font-bold text-gray-900 mb-2" data-i18n="indigenous_data.ethics_label">Ethics</h4>
|
||
<p class="text-sm text-gray-600">
|
||
<span data-i18n="indigenous_data.ethics_text">Indigenous Peoples\' rights and wellbeing should be the primary concern at all stages of the data life cycle and across the data ecosystem.</span>
|
||
</p>
|
||
</div>
|
||
</div>
|
||
|
||
<h3 class="text-xl font-bold text-gray-900 mb-4" data-i18n="indigenous_data.resources_heading">Resources & Further Reading</h3>
|
||
<div class="bg-gray-50 rounded-lg p-6">
|
||
<ul class="space-y-3">
|
||
<li>
|
||
<a href="https://www.temanararaunga.maori.nz/" class="text-blue-600 hover:text-blue-700 font-medium" target="_blank" rel="noopener">
|
||
<span data-i18n="indigenous_data.tmr_title">Te Mana Raraunga – Māori Data Sovereignty Network →</span>
|
||
</a>
|
||
<p class="text-sm text-gray-600 mt-1">Leading network advancing Māori data sovereignty in Aotearoa.</p>
|
||
</li>
|
||
<li>
|
||
<a href="https://www.gida-global.org/care" class="text-blue-600 hover:text-blue-700 font-medium" target="_blank" rel="noopener">
|
||
<span data-i18n="indigenous_data.care_title">CARE Principles for Indigenous Data Governance →</span>
|
||
</a>
|
||
<p class="text-sm text-gray-600 mt-1">International framework for indigenous data rights.</p>
|
||
</li>
|
||
</ul>
|
||
</div>
|
||
</section>
|
||
|
||
<!-- Governance & Accountability -->
|
||
<section id="governance" class="mb-16">
|
||
<h2 class="text-3xl font-bold text-gray-900 mb-6" data-i18n="governance.title">Governance & Accountability</h2>
|
||
|
||
<div class="prose prose-lg text-gray-600 mb-6">
|
||
<p>
|
||
<span data-i18n="governance.intro">Values without enforcement are aspirations. The Tractatus Framework implements these values through architectural governance:</span>
|
||
</p>
|
||
</div>
|
||
|
||
<div class="space-y-6">
|
||
<div class="bg-white rounded-lg shadow-sm p-6">
|
||
<h3 class="text-lg font-bold text-gray-900 mb-3" data-i18n="governance.strategic_review_heading">Strategic Review Protocol</h3>
|
||
<p class="text-gray-600">
|
||
<span data-i18n="governance.strategic_review_text">Quarterly reviews of framework alignment with stated values. Any drift from sovereignty, transparency, harmlessness, or community principles triggers mandatory correction.</span>
|
||
</p>
|
||
</div>
|
||
|
||
<div class="bg-white rounded-lg shadow-sm p-6">
|
||
<h3 class="text-lg font-bold text-gray-900 mb-3" data-i18n="governance.values_alignment_heading">Values Alignment Framework</h3>
|
||
<p class="text-gray-600">
|
||
<span data-i18n="governance.values_alignment_text">All major decisions (architectural changes, partnerships, licensing) must pass values alignment check. If a decision would compromise any core value, it is rejected.</span>
|
||
</p>
|
||
</div>
|
||
|
||
<div class="bg-white rounded-lg shadow-sm p-6">
|
||
<h3 class="text-lg font-bold text-gray-900 mb-3" data-i18n="governance.human_oversight_heading">Human Oversight Requirements</h3>
|
||
<p class="text-gray-600">
|
||
<span data-i18n="governance.human_oversight_text">AI-generated content (documentation, code examples, case studies) requires human approval before publication. No AI makes values decisions without human judgment.</span>
|
||
</p>
|
||
</div>
|
||
|
||
<div class="bg-white rounded-lg shadow-sm p-6">
|
||
<h3 class="text-lg font-bold text-gray-900 mb-3" data-i18n="governance.community_accountability_heading">Community Accountability</h3>
|
||
<p class="text-gray-600">
|
||
<span data-i18n="governance.community_accountability_text">Open source development means community oversight. If we fail to uphold these values, the community can fork, modify, or create alternatives. This is by design.</span>
|
||
</p>
|
||
</div>
|
||
</div>
|
||
</section>
|
||
|
||
<!-- Commitment Statement -->
|
||
<section class="mb-16">
|
||
<div class="bg-gradient-to-r from-purple-600 to-blue-600 rounded-2xl p-12 text-white">
|
||
<h2 class="text-3xl font-bold mb-4" data-i18n="commitment.title">Our Commitment</h2>
|
||
<div class="prose prose-lg text-white opacity-95">
|
||
<p class="mb-4">
|
||
<span data-i18n="commitment.intro">These values are not negotiable. They form the architectural foundation of the Tractatus Framework. We commit to:</span>
|
||
</p>
|
||
<ul class="space-y-2 mb-6">
|
||
<li data-i18n="commitment.item1">Preserving human sovereignty over values decisions</li>
|
||
<li data-i18n="commitment.item2">Maintaining radical transparency in all framework operations</li>
|
||
<li data-i18n="commitment.item3">Preventing harm through structural constraints, not promises</li>
|
||
<li data-i18n="commitment.item4">Building and empowering community, not extracting from it</li>
|
||
<li data-i18n="commitment.item5">Respecting Te Tiriti o Waitangi and indigenous data sovereignty</li>
|
||
</ul>
|
||
<p class="font-semibold">
|
||
<span data-i18n="commitment.closing">When in doubt, we choose human agency over AI capability. Always.</span>
|
||
</p>
|
||
</div>
|
||
</div>
|
||
</section>
|
||
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|
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